avp, distribution risk and compliance

Overview

Who you'll be working for

What requirements you'll need to be eligible

• Degree holder
• At least 10 years’ experience in governance and risk management, preferably in the life insurance
  distribution
• Problem solving, interpersonal skills, impact, business expertise, business acumen and speed are
  essential qualities

What you'll be doing on the job

• Subject matter expert for all rules and guidelines that apply to the division, including but not limited
  to Financial Advisers Act, Insurance Act and all internal company rules particularly where they
  relate to operational and financial risks faced by the Company and division
• Ensure that the division’s processes and governance arrangements, particularly are aligned with
  applicable rules, both external and internal
• Ensure that follow-up actions to audits and inspections are appropriate and completed on a timely
  basis
• Identify areas of improvements across the division to enhance its governance, risk and
  compliance arrangements
• Takes accountability in considering business and regulatory compliance risks and takes
  appropriate steps to mitigate the risks
• Maintains awareness of industry trends on regulatory compliance, emerging threats and
  technologies in order to understand the risk and better safeguard the company
• Highlights any potential concerns /risks and proactively shares best risk management practices.

Consultant Contact